Agriculture, Rural Development, and Related Agencies Appropriations for 1979: Hearings Before a Subcommittee of the Committee on Appropriations, House of Representatives, Ninety-fifth Congress, Second Session, Մաս 3U.S. Government Printing Office, 1978 |
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activities addition Administrative Law Judge Advisory Committee agency Agriculture amended antifraud Appeals application appropriate approved audit authority BAGLEY Board of Trade budget buyers Carr CFTC Act Chairman Chicago Chicago Mercantile Exchange Commission's Commodity Exchange Act Commodity Futures Trading commodity options trading commodity pool commodity trading advisor complaints Congress consultants contract market Counsel dealers default delivery develop District Court Division economic effective employees Executive Director farmers Federal filed firms fiscal year 1978 floor brokers forward contracting functions funds futures commission merchants futures contracts futures markets Futures Trading Commission hearing hedging implementation industry Investigative Staff involved jurisdiction litigation Lloyd Carr London options market surveillance Office percent person personnel pilot program planning positions problems procedures proposed registration regulation regulatory reparations request responsibility rule enforcement Section securities soybean tion Total transactions violations WHITTEN York Mercantile Exchange
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Էջ 736 - A vacancy in the commission shall not impair the right of the remaining commissioners to exercise all the powers of the commission.
Էջ 737 - Sec. 2. Performance of functions of Secretary. The Secretary of the Interior may from time to time make such provisions as he shall deem appropriate authorizing the performance by any other officer, or by any agency or employee, of the Department of the Interior of any function of the Secretary, including any function transferred to the Secretary by the provisions of this reorganization plan.
Էջ 743 - Investment adviser" means any person who, for compensation, engages in the business of advising others, either directly or through publications or writings, as to the value of securities or as to the advisability of investing in, purchasing, or selling securities, or who, for compensation and as part of a regular business, issues or promulgates analyses or reports concerning securities...
Էջ 739 - So much of the personnel, property, records, and unexpended balances of appropriations, allocations, and other funds employed, used, held, available, or to be made available in connection with the functions transferred to the...
Էջ 743 - ... the publisher of any bona fide newspaper, news magazine or business or financial publication of general and regular circulation...
Էջ 273 - futures commission merchant" shall mean and include individuals, associations, partnerships, corporations, and trusts engaged in soliciting or in accepting orders for the purchase or sale of any commodity for future delivery on or subject to the rules of any contract market and...
Էջ 736 - Congress subsequent to the expiration of said fi-xed term of office, and except (A) any Commissioner appointed to fill a vacancy occurring prior to the expiration of the term for which his predecessor was appointed shall be appointed for the remainder of such term, and (B) the terms of office of the...
Էջ 759 - ... for any Commissioner of the Commission or any employee or agent thereof who, by virtue of his employment or position, acquires information which may affect or tend to affect the price of any commodity...
Էջ 739 - General, or any of his assistants or employees, when duly authorized by him, shall, for the purpose of securing such information, have access to and the right to examine any books, documents, papers, or records of any such department or establishment.
Էջ 754 - ... exchange, for violation of any rule of such association or exchange which prohibits any act or transaction constituting conduct inconsistent with just and equitable principles of trade, or requires any act the omission of which constitutes conduct inconsistent with just and equitable principles of trade...