Federal Securities Code: Tentative Draft, Թողարկում 1-3The Institute, 1972 |
From inside the book
Արդյունքներ 70–ի 1-ից 3-ը:
Էջ 117
... 2d 393 , 397 ( 2d Cir . 1967 ) ; Com- merce Reporting Co. , Inc. v . Puretec , Inc. , 290 F. Supp . 715 ( S. D. N. Y. 1968 ) , described in 6 Loss 3617 ; Carroll v . First National Bank of Lincolnwood , 413 F. 2d 353 , 356-57 ( 7th Cir ...
... 2d 393 , 397 ( 2d Cir . 1967 ) ; Com- merce Reporting Co. , Inc. v . Puretec , Inc. , 290 F. Supp . 715 ( S. D. N. Y. 1968 ) , described in 6 Loss 3617 ; Carroll v . First National Bank of Lincolnwood , 413 F. 2d 353 , 356-57 ( 7th Cir ...
Էջ 142
... 2d 1360 ( 2d Cir . 1969 ) , cert . denied , 396 U. S. 404 , quoted in 5 Loss 3299 ; Goldman v . Bank of the Commonwealth , 467 F. 2d 439 , 447 ( 6th Cir . 1972 ) ; cf. Kelly v . Kosuga , 358 U. S. 516 , 518 , 520-21 ( 1959 ) , quoted in ...
... 2d 1360 ( 2d Cir . 1969 ) , cert . denied , 396 U. S. 404 , quoted in 5 Loss 3299 ; Goldman v . Bank of the Commonwealth , 467 F. 2d 439 , 447 ( 6th Cir . 1972 ) ; cf. Kelly v . Kosuga , 358 U. S. 516 , 518 , 520-21 ( 1959 ) , quoted in ...
Էջ 101
... 2d 215 , 219 ( 2d Cir . 1968 ) , cert . denied sub nom . Manley v . Schoenbaum , 395 U. S. 906 ; Swanson v . American Consumer Industries , Inc. , 415 F. 2d 1326 , 1333-34 ( 7th Cir . 1969 ) ; City National Bank of Fort Smith , Ark . v ...
... 2d 215 , 219 ( 2d Cir . 1968 ) , cert . denied sub nom . Manley v . Schoenbaum , 395 U. S. 906 ; Swanson v . American Consumer Industries , Inc. , 415 F. 2d 1326 , 1333-34 ( 7th Cir . 1969 ) ; City National Bank of Fort Smith , Ark . v ...
Բովանդակություն
Reporters Introductory Memorandum | xiii |
270 | xix |
The American Law Institutes Federal Securities Code Project | xxix |
28 այլ բաժինները չեն ցուցադրվում
Common terms and phrases
1st sentence 2d Cir 2d sentence Act Rule action amendment American Law Institute apply bank blue sky laws broker or dealer broker-dealer buyer causation cert civil liability clause Code Code's codification Commis Commission Commission's concept convertible securities corporation court defendant defined definition deleted directors disclosure distribution statement draft effect exchange exemption extent Federal fraud holding company indenture investment adviser investment company investors issuer jurisdiction limited offering Loss measure of damages ment misrepresentation NASD offering statement one-year registrant pany pari delicto person plaintiff prospectus proxy purchase purposes pursuant reasonable reference registration statement rescission respect rule or order rule-making rulemaking authority scienter Securities Act security holders sell seller sion solicitation source provisions specified in section statutes substantially Supp tender request tion trading transactions Trust Ind underwriter Uniform Securities Act United unlawful violation