Federal Securities Code: Tentative Draft, Թողարկում 1-3The Institute, 1972 |
From inside the book
Արդյունքներ 85–ի 1-ից 3-ը:
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Tentative Draft American Law Institute. across the board . The Commission's attempt in 1942 to adopt a market disclosure rule under $ 15 ( c ) ( 1 ) pro- duced a sharp reaction from municipal bond dealers , since municipals are exempted ...
Tentative Draft American Law Institute. across the board . The Commission's attempt in 1942 to adopt a market disclosure rule under $ 15 ( c ) ( 1 ) pro- duced a sharp reaction from municipal bond dealers , since municipals are exempted ...
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... Act Rule 10b - 5 ; Cal . Corp. Sec . Act §25402 Sec . Act $ 24 ; Sec . Ex . Act §32 ( a ) ; Holding Co. Act §29 ; Trust Ind . Act $ 325 ; Inv . Co. Act $$ 34 , 49 ; Inv . Adv . Act §207 ; Sec . Ex . Act Rule 10b - 5 Sec . Act $ 23 ; Sec .
... Act Rule 10b - 5 ; Cal . Corp. Sec . Act §25402 Sec . Act $ 24 ; Sec . Ex . Act §32 ( a ) ; Holding Co. Act §29 ; Trust Ind . Act $ 325 ; Inv . Co. Act $$ 34 , 49 ; Inv . Adv . Act §207 ; Sec . Ex . Act Rule 10b - 5 Sec . Act $ 23 ; Sec .
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Tentative Draft American Law Institute. or prescribe law or policy , or describing the Commission's organization , procedure , or practice requirements . ( b ) [ Forms , etc. ] " Rule ... Act Rules 100 ( a ) ( 3 ) , 130 ; Sec . Ex . Act Rule ...
Tentative Draft American Law Institute. or prescribe law or policy , or describing the Commission's organization , procedure , or practice requirements . ( b ) [ Forms , etc. ] " Rule ... Act Rules 100 ( a ) ( 3 ) , 130 ; Sec . Ex . Act Rule ...
Բովանդակություն
Reporters Introductory Memorandum | xiii |
270 | xix |
The American Law Institutes Federal Securities Code Project | xxix |
28 այլ բաժինները չեն ցուցադրվում
Common terms and phrases
1st sentence 2d Cir 2d sentence Act Rule action amendment American Law Institute apply bank blue sky laws broker or dealer broker-dealer buyer causation cert civil liability clause Code Code's codification Commis Commission Commission's concept convertible securities corporation court defendant defined definition deleted directors disclosure distribution statement draft effect exchange exemption extent Federal fraud holding company indenture investment adviser investment company investors issuer jurisdiction limited offering Loss measure of damages ment misrepresentation NASD offering statement one-year registrant pany pari delicto person plaintiff prospectus proxy purchase purposes pursuant reasonable reference registration statement rescission respect rule or order rule-making rulemaking authority scienter Securities Act security holders sell seller sion solicitation source provisions specified in section statutes substantially Supp tender request tion trading transactions Trust Ind underwriter Uniform Securities Act United unlawful violation