Federal Securities Code: Tentative Draft, Թողարկում 1-3The Institute, 1972 |
From inside the book
Արդյունքներ 79–ի 1-ից 3-ը:
Էջ 16
... code of conduct , so far as investment company personnel are concerned , in Inv . Co. Act $ 17 ( j ) . Cf. also the ABA Code of Judicial Conduct ( 1972 ) . The code required by $ 1501 ( d ) is excluded from the defini- tion of " rule ...
... code of conduct , so far as investment company personnel are concerned , in Inv . Co. Act $ 17 ( j ) . Cf. also the ABA Code of Judicial Conduct ( 1972 ) . The code required by $ 1501 ( d ) is excluded from the defini- tion of " rule ...
Էջ 104
... Code Reform Act of 1973 , H. R. 10047 , 93d Cong . , $ 3302 ( 1 ) . ( 5 ) A person may not be sentenced consecutively for more than one offense when substantially the same conduct ... Code " is defined in $ 104 § 1517 Federal Securities Code.
... Code Reform Act of 1973 , H. R. 10047 , 93d Cong . , $ 3302 ( 1 ) . ( 5 ) A person may not be sentenced consecutively for more than one offense when substantially the same conduct ... Code " is defined in $ 104 § 1517 Federal Securities Code.
Էջ 211
... Code $$ 301 ( m ) [ 301 ( o ) in Tent . Draft No. 2 ] , 511 ( e ) ( 1 ) ( A ) . ( c ) [ Amendment of Federal Power Act . ] Section 318 of the Federal Power Act is amended to read : " Any person who is subject to a requirement of the ...
... Code $$ 301 ( m ) [ 301 ( o ) in Tent . Draft No. 2 ] , 511 ( e ) ( 1 ) ( A ) . ( c ) [ Amendment of Federal Power Act . ] Section 318 of the Federal Power Act is amended to read : " Any person who is subject to a requirement of the ...
Բովանդակություն
Reporters Introductory Memorandum | xiii |
270 | xix |
The American Law Institutes Federal Securities Code Project | xxix |
28 այլ բաժինները չեն ցուցադրվում
Common terms and phrases
1st sentence 2d Cir 2d sentence Act Rule action amendment American Law Institute apply bank blue sky laws broker or dealer broker-dealer buyer causation cert civil liability clause Code Code's codification Commis Commission Commission's concept convertible securities corporation court defendant defined definition deleted directors disclosure distribution statement draft effect exchange exemption extent Federal fraud holding company indenture investment adviser investment company investors issuer jurisdiction limited offering Loss measure of damages ment misrepresentation NASD offering statement one-year registrant pany pari delicto person plaintiff prospectus proxy purchase purposes pursuant reasonable reference registration statement rescission respect rule or order rule-making rulemaking authority scienter Securities Act security holders sell seller sion solicitation source provisions specified in section statutes substantially Supp tender request tion trading transactions Trust Ind underwriter Uniform Securities Act United unlawful violation