Federal Securities Code: Tentative Draft, Թողարկում 1-3The Institute, 1972 |
From inside the book
Արդյունքներ 86–ի 1-ից 3-ը:
Էջ 129
... SOURCE : Sec . Ex . Act Rule 14a - 10 . ( g ) [ Undertaking to vote . ] The proxy statement or form of proxy shall provide , subject to reasonable and speci- fied conditions , that the securities in question ( 1 ) will be voted , and ...
... SOURCE : Sec . Ex . Act Rule 14a - 10 . ( g ) [ Undertaking to vote . ] The proxy statement or form of proxy shall provide , subject to reasonable and speci- fied conditions , that the securities in question ( 1 ) will be voted , and ...
Էջ 8
... SOURCE : See $ 251A . COMMENT : See the comments to $ 251A . Sec . 299.5 [ State securities commission . ] " State se- curities commission " means a State agency or official , how- ever designated , insofar as it or he has jurisdiction ...
... SOURCE : See $ 251A . COMMENT : See the comments to $ 251A . Sec . 299.5 [ State securities commission . ] " State se- curities commission " means a State agency or official , how- ever designated , insofar as it or he has jurisdiction ...
Էջ 74
... source of an inde- pendent order authority . ( 2 ) Commission action of the kinds specified in section 1513 ( b ) ( 1 ) shall be by order . SOURCE : New . COMMENT : This is designed to assure an order re- viewable under $ 1514 . ( 3 ) A ...
... source of an inde- pendent order authority . ( 2 ) Commission action of the kinds specified in section 1513 ( b ) ( 1 ) shall be by order . SOURCE : New . COMMENT : This is designed to assure an order re- viewable under $ 1514 . ( 3 ) A ...
Բովանդակություն
Reporters Introductory Memorandum | xiii |
270 | xix |
The American Law Institutes Federal Securities Code Project | xxix |
28 այլ բաժինները չեն ցուցադրվում
Common terms and phrases
1st sentence 2d Cir 2d sentence Act Rule action amendment American Law Institute apply bank blue sky laws broker or dealer broker-dealer buyer causation cert civil liability clause Code Code's codification Commis Commission Commission's concept convertible securities corporation court defendant defined definition deleted directors disclosure distribution statement draft effect exchange exemption extent Federal fraud holding company indenture investment adviser investment company investors issuer jurisdiction limited offering Loss measure of damages ment misrepresentation NASD offering statement one-year registrant pany pari delicto person plaintiff prospectus proxy purchase purposes pursuant reasonable reference registration statement rescission respect rule or order rule-making rulemaking authority scienter Securities Act security holders sell seller sion solicitation source provisions specified in section statutes substantially Supp tender request tion trading transactions Trust Ind underwriter Uniform Securities Act United unlawful violation