Federal Securities Code: Tentative Draft, Թողարկում 1-3The Institute, 1972 |
From inside the book
Արդյունքներ 63–ի 1-ից 3-ը:
Էջ 122
... action may be brought ( 1 ) after expiration of the statute of limitations or ( 2 ) more than ninety days after such notice , whichever date occurs first . ( i ) [ Class actions . ] When the consolidated action in the trial court is ...
... action may be brought ( 1 ) after expiration of the statute of limitations or ( 2 ) more than ninety days after such notice , whichever date occurs first . ( i ) [ Class actions . ] When the consolidated action in the trial court is ...
Էջ 174
... [ Actions under section 1401. ] No action under section 1401 may be brought more than two years after it accrues . SOURCE : Sec . Act §13 . ( b ) [ Actions under section 1413. ] No action under sec- tion 1413 may be brought more than two ...
... [ Actions under section 1401. ] No action under section 1401 may be brought more than two years after it accrues . SOURCE : Sec . Act §13 . ( b ) [ Actions under section 1413. ] No action under sec- tion 1413 may be brought more than two ...
Էջ 85
... action , a written petition praying that the order or action be modified or set aside in whole or in part . ( b ) [ Filing of record . ] A copy of the petition shall be transmitted forthwith by the clerk of the court to a member of the ...
... action , a written petition praying that the order or action be modified or set aside in whole or in part . ( b ) [ Filing of record . ] A copy of the petition shall be transmitted forthwith by the clerk of the court to a member of the ...
Բովանդակություն
Reporters Introductory Memorandum | xiii |
270 | xix |
The American Law Institutes Federal Securities Code Project | xxix |
28 այլ բաժինները չեն ցուցադրվում
Common terms and phrases
1st sentence 2d Cir 2d sentence Act Rule action amendment American Law Institute apply bank blue sky laws broker or dealer broker-dealer buyer causation cert civil liability clause Code Code's codification Commis Commission Commission's concept convertible securities corporation court defendant defined definition deleted directors disclosure distribution statement draft effect exchange exemption extent Federal fraud holding company indenture investment adviser investment company investors issuer jurisdiction limited offering Loss measure of damages ment misrepresentation NASD offering statement one-year registrant pany pari delicto person plaintiff prospectus proxy purchase purposes pursuant reasonable reference registration statement rescission respect rule or order rule-making rulemaking authority scienter Securities Act security holders sell seller sion solicitation source provisions specified in section statutes substantially Supp tender request tion trading transactions Trust Ind underwriter Uniform Securities Act United unlawful violation