Federal Securities Code: Tentative Draft, Թողարկում 1-3The Institute, 1972 |
From inside the book
Արդյունքներ 77–ի 1-ից 3-ը:
Էջ 122
... authority under the successors to those sections and its new authority here . ( d ) There is , of course , the question of possible conflict between the directors ' common law duty not to make premature disclosure ( which , for example ...
... authority under the successors to those sections and its new authority here . ( d ) There is , of course , the question of possible conflict between the directors ' common law duty not to make premature disclosure ( which , for example ...
Էջ 46
... authority with respect to issuers ' repurchases that was not tied down to the prevention of deceptive acts would be construed to give the Commission as much authority to require disclosure with respect to issuers ' purchases as it now ...
... authority with respect to issuers ' repurchases that was not tied down to the prevention of deceptive acts would be construed to give the Commission as much authority to require disclosure with respect to issuers ' purchases as it now ...
Էջ 25
... authority ( express or implied ) that the Commission already has under all the source provisions , or to change the basic relationship between the Commission and the accounting profession , and ( 2 ) that §1503 ( a ) necessarily ...
... authority ( express or implied ) that the Commission already has under all the source provisions , or to change the basic relationship between the Commission and the accounting profession , and ( 2 ) that §1503 ( a ) necessarily ...
Բովանդակություն
Reporters Introductory Memorandum | xiii |
270 | xix |
The American Law Institutes Federal Securities Code Project | xxix |
28 այլ բաժինները չեն ցուցադրվում
Common terms and phrases
1st sentence 2d Cir 2d sentence Act Rule action amendment American Law Institute apply bank blue sky laws broker or dealer broker-dealer buyer causation cert civil liability clause Code Code's codification Commis Commission Commission's concept convertible securities corporation court defendant defined definition deleted directors disclosure distribution statement draft effect exchange exemption extent Federal fraud holding company indenture investment adviser investment company investors issuer jurisdiction limited offering Loss measure of damages ment misrepresentation NASD offering statement one-year registrant pany pari delicto person plaintiff prospectus proxy purchase purposes pursuant reasonable reference registration statement rescission respect rule or order rule-making rulemaking authority scienter Securities Act security holders sell seller sion solicitation source provisions specified in section statutes substantially Supp tender request tion trading transactions Trust Ind underwriter Uniform Securities Act United unlawful violation