Federal Securities Code: Tentative Draft, Թողարկում 1-3The Institute, 1972 |
From inside the book
Արդյունքներ 61–ի 1-ից 3-ը:
Էջ 94
... consideration substantially different from the of- fering price to other persons , or ( 2 ) to any person for a consideration other than cash , be placed in escrow ; ( b ) may require , when the distribution or limited offering is by or ...
... consideration substantially different from the of- fering price to other persons , or ( 2 ) to any person for a consideration other than cash , be placed in escrow ; ( b ) may require , when the distribution or limited offering is by or ...
Էջ 145
... consideration offered , the person making the tender request shall pay the in- creased consideration to each holder whose securities are taken up before the variation . SOURCE : Sec . Ex . Act § 14 ( d ) ( 7 ) . ( g ) [ Investment ...
... consideration offered , the person making the tender request shall pay the in- creased consideration to each holder whose securities are taken up before the variation . SOURCE : Sec . Ex . Act § 14 ( d ) ( 7 ) . ( g ) [ Investment ...
Էջ 141
... consideration of the circum- stances ( including the conduct of the parties and the amounts involved ) and the purposes of this code ( including the deterrent effect of liability ) , an additional amount not in excess of ( A ) twice the ...
... consideration of the circum- stances ( including the conduct of the parties and the amounts involved ) and the purposes of this code ( including the deterrent effect of liability ) , an additional amount not in excess of ( A ) twice the ...
Բովանդակություն
Reporters Introductory Memorandum | xiii |
270 | xix |
The American Law Institutes Federal Securities Code Project | xxix |
28 այլ բաժինները չեն ցուցադրվում
Common terms and phrases
1st sentence 2d Cir 2d sentence Act Rule action amendment American Law Institute apply bank blue sky laws broker or dealer broker-dealer buyer causation cert civil liability clause Code Code's codification Commis Commission Commission's concept convertible securities corporation court defendant defined definition deleted directors disclosure distribution statement draft effect exchange exemption extent Federal fraud holding company indenture investment adviser investment company investors issuer jurisdiction limited offering Loss measure of damages ment misrepresentation NASD offering statement one-year registrant pany pari delicto person plaintiff prospectus proxy purchase purposes pursuant reasonable reference registration statement rescission respect rule or order rule-making rulemaking authority scienter Securities Act security holders sell seller sion solicitation source provisions specified in section statutes substantially Supp tender request tion trading transactions Trust Ind underwriter Uniform Securities Act United unlawful violation