Federal Securities Code: Tentative Draft, Թողարկում 1-3The Institute, 1972 |
From inside the book
Արդյունքներ 66–ի 1-ից 3-ը:
Էջ xxv
... contain additional information at the election of the secondary distributor , and ( 5 ) must contain a certification by him that he is not aware of additional information that is material . The distribution statement is effective ...
... contain additional information at the election of the secondary distributor , and ( 5 ) must contain a certification by him that he is not aware of additional information that is material . The distribution statement is effective ...
Էջ 143
... contain such of the information contained in that statement as the Commission prescribes by rule . Copies of any solicit- ing material after the initial offer , request , or invitation shall contain whatever information the Commission ...
... contain such of the information contained in that statement as the Commission prescribes by rule . Copies of any solicit- ing material after the initial offer , request , or invitation shall contain whatever information the Commission ...
Էջ 95
... contain a misrepresen- tation or omit to include or incorporate by refer- ence a material fact or document required to be included or incorporated by reference ( as the case may be ) , and ( ii ) that any fact or document so ...
... contain a misrepresen- tation or omit to include or incorporate by refer- ence a material fact or document required to be included or incorporated by reference ( as the case may be ) , and ( ii ) that any fact or document so ...
Բովանդակություն
Reporters Introductory Memorandum | xiii |
270 | xix |
The American Law Institutes Federal Securities Code Project | xxix |
28 այլ բաժինները չեն ցուցադրվում
Common terms and phrases
1st sentence 2d Cir 2d sentence Act Rule action amendment American Law Institute apply bank blue sky laws broker or dealer broker-dealer buyer causation cert civil liability clause Code Code's codification Commis Commission Commission's concept convertible securities corporation court defendant defined definition deleted directors disclosure distribution statement draft effect exchange exemption extent Federal fraud holding company indenture investment adviser investment company investors issuer jurisdiction limited offering Loss measure of damages ment misrepresentation NASD offering statement one-year registrant pany pari delicto person plaintiff prospectus proxy purchase purposes pursuant reasonable reference registration statement rescission respect rule or order rule-making rulemaking authority scienter Securities Act security holders sell seller sion solicitation source provisions specified in section statutes substantially Supp tender request tion trading transactions Trust Ind underwriter Uniform Securities Act United unlawful violation