Federal Securities Code: Tentative Draft, Թողարկում 1-3The Institute, 1972 |
From inside the book
Արդյունքներ 72–ի 1-ից 3-ը:
Էջ 122
... court shall award the proceeds ( after payment of any costs assessed under sec- tion 1417 ( d ) ) ( 1 ) among all the plaintiffs ( or all members of the class or any subclass if it is a class action ) to the extent that the trial court ...
... court shall award the proceeds ( after payment of any costs assessed under sec- tion 1417 ( d ) ) ( 1 ) among all the plaintiffs ( or all members of the class or any subclass if it is a class action ) to the extent that the trial court ...
Էջ 87
... court of the United States under section 1515 ( a ) , that court in which the petition or the action is first filed has jurisdic- tion with respect to the order to the exclusion of any other court , and thereupon all such proceedings ...
... court of the United States under section 1515 ( a ) , that court in which the petition or the action is first filed has jurisdic- tion with respect to the order to the exclusion of any other court , and thereupon all such proceedings ...
Էջ 88
... Courts of Appeals , the agency shall file the record in the court in which a proceeding was first instituted ; that the other courts shall transfer their proceedings to that court ; and that that court , for " the convenience of the ...
... Courts of Appeals , the agency shall file the record in the court in which a proceeding was first instituted ; that the other courts shall transfer their proceedings to that court ; and that that court , for " the convenience of the ...
Բովանդակություն
Reporters Introductory Memorandum | xiii |
270 | xix |
The American Law Institutes Federal Securities Code Project | xxix |
28 այլ բաժինները չեն ցուցադրվում
Common terms and phrases
1st sentence 2d Cir 2d sentence Act Rule action amendment American Law Institute apply bank blue sky laws broker or dealer broker-dealer buyer causation cert civil liability clause Code Code's codification Commis Commission Commission's concept convertible securities corporation court defendant defined definition deleted directors disclosure distribution statement draft effect exchange exemption extent Federal fraud holding company indenture investment adviser investment company investors issuer jurisdiction limited offering Loss measure of damages ment misrepresentation NASD offering statement one-year registrant pany pari delicto person plaintiff prospectus proxy purchase purposes pursuant reasonable reference registration statement rescission respect rule or order rule-making rulemaking authority scienter Securities Act security holders sell seller sion solicitation source provisions specified in section statutes substantially Supp tender request tion trading transactions Trust Ind underwriter Uniform Securities Act United unlawful violation