Federal Securities Code: Tentative Draft, Թողարկում 1-3The Institute, 1972 |
From inside the book
Արդյունքներ 52–ի 1-ից 3-ը:
Էջ 146
... or 14 ( d ) . ( c ) [ Determination of amount of securities out- standing . ] A person , in determining his percentage 146 § 606 Federal Securities Code (b) Determination of Percentage (c) Determination of Amount of Securities Outstanding.
... or 14 ( d ) . ( c ) [ Determination of amount of securities out- standing . ] A person , in determining his percentage 146 § 606 Federal Securities Code (b) Determination of Percentage (c) Determination of Amount of Securities Outstanding.
Էջ 81
... determined as of the time specified in section 1402 ( e ) ( 1 ) , except that ( i ) , to the extent that the plaintiff sold a security of the class and series after his purchase and before the time specified in section 1402 ( e ) ( 1 ) ...
... determined as of the time specified in section 1402 ( e ) ( 1 ) , except that ( i ) , to the extent that the plaintiff sold a security of the class and series after his purchase and before the time specified in section 1402 ( e ) ( 1 ) ...
Էջ 83
... determined : ( i ) the plaintiff who resells before the fraud is discovered gets the difference between the price he paid and the price he received ; ( ii ) otherwise value is determined by the market price after the fraud is discovered ...
... determined : ( i ) the plaintiff who resells before the fraud is discovered gets the difference between the price he paid and the price he received ; ( ii ) otherwise value is determined by the market price after the fraud is discovered ...
Բովանդակություն
Reporters Introductory Memorandum | xiii |
270 | xix |
The American Law Institutes Federal Securities Code Project | xxix |
28 այլ բաժինները չեն ցուցադրվում
Common terms and phrases
1st sentence 2d Cir 2d sentence Act Rule action amendment American Law Institute apply bank blue sky laws broker or dealer broker-dealer buyer causation cert civil liability clause Code Code's codification Commis Commission Commission's concept convertible securities corporation court defendant defined definition deleted directors disclosure distribution statement draft effect exchange exemption extent Federal fraud holding company indenture investment adviser investment company investors issuer jurisdiction limited offering Loss measure of damages ment misrepresentation NASD offering statement one-year registrant pany pari delicto person plaintiff prospectus proxy purchase purposes pursuant reasonable reference registration statement rescission respect rule or order rule-making rulemaking authority scienter Securities Act security holders sell seller sion solicitation source provisions specified in section statutes substantially Supp tender request tion trading transactions Trust Ind underwriter Uniform Securities Act United unlawful violation