Federal Securities Code: Tentative Draft, Թողարկում 1-3The Institute, 1972 |
From inside the book
Արդյունքներ 81–ի 1-ից 3-ը:
Էջ xv
... draft of Parts III - VI of the proposed Code , together with the relevant definitions in Part II . Four drafts were reviewed at joint meetings of the Ad- visers and Consultants ; three intermediate drafts were re- viewed at meetings of ...
... draft of Parts III - VI of the proposed Code , together with the relevant definitions in Part II . Four drafts were reviewed at joint meetings of the Ad- visers and Consultants ; three intermediate drafts were re- viewed at meetings of ...
Էջ
... draft . Since later tentative drafts are likely to go through the same amendment process , it is planned to save all the changes in the tentative drafts for presentation to the Council and the membership of the Institute at the very end ...
... draft . Since later tentative drafts are likely to go through the same amendment process , it is planned to save all the changes in the tentative drafts for presentation to the Council and the membership of the Institute at the very end ...
Էջ xviii
Tentative Draft American Law Institute. the ten ( along with three other administrators who hap- pened to be there ) , and attended the February meeting of the Midwest Association in Santa Fe along with Mr. Milton H. Gray of the Chicago ...
Tentative Draft American Law Institute. the ten ( along with three other administrators who hap- pened to be there ) , and attended the February meeting of the Midwest Association in Santa Fe along with Mr. Milton H. Gray of the Chicago ...
Բովանդակություն
Reporters Introductory Memorandum | xiii |
270 | xix |
The American Law Institutes Federal Securities Code Project | xxix |
28 այլ բաժինները չեն ցուցադրվում
Common terms and phrases
1st sentence 2d Cir 2d sentence Act Rule action amendment American Law Institute apply bank blue sky laws broker or dealer broker-dealer buyer causation cert civil liability clause Code Code's codification Commis Commission Commission's concept convertible securities corporation court defendant defined definition deleted directors disclosure distribution statement draft effect exchange exemption extent Federal fraud holding company indenture investment adviser investment company investors issuer jurisdiction limited offering Loss measure of damages ment misrepresentation NASD offering statement one-year registrant pany pari delicto person plaintiff prospectus proxy purchase purposes pursuant reasonable reference registration statement rescission respect rule or order rule-making rulemaking authority scienter Securities Act security holders sell seller sion solicitation source provisions specified in section statutes substantially Supp tender request tion trading transactions Trust Ind underwriter Uniform Securities Act United unlawful violation