Federal Securities Code: Tentative Draft, Թողարկում 1-3The Institute, 1972 |
From inside the book
Արդյունքներ 82–ի 1-ից 3-ը:
Էջ 39
... extent , or ( 2 ) a rea- sonable person would attach decisive importance to it in determining his course of action in the light of such factors as the degree of its specificity , the extent of its difference from information generally ...
... extent , or ( 2 ) a rea- sonable person would attach decisive importance to it in determining his course of action in the light of such factors as the degree of its specificity , the extent of its difference from information generally ...
Էջ 81
... extent that the plaintiff sold a security of the class and series after his purchase and before the time specified in section 1402 ( e ) ( 1 ) , realizing less than he paid , " measure of damages " means the difference between the ...
... extent that the plaintiff sold a security of the class and series after his purchase and before the time specified in section 1402 ( e ) ( 1 ) , realizing less than he paid , " measure of damages " means the difference between the ...
Էջ 136
... extent that that part applies with respect to a particular regis- trant ; ( 2 ) section to the extent of the prescription of registration forms for brokers , dealers , and invest- ment advisers , except that a State may require the ...
... extent that that part applies with respect to a particular regis- trant ; ( 2 ) section to the extent of the prescription of registration forms for brokers , dealers , and invest- ment advisers , except that a State may require the ...
Բովանդակություն
Reporters Introductory Memorandum | xiii |
270 | xix |
The American Law Institutes Federal Securities Code Project | xxix |
28 այլ բաժինները չեն ցուցադրվում
Common terms and phrases
1st sentence 2d Cir 2d sentence Act Rule action amendment American Law Institute apply bank blue sky laws broker or dealer broker-dealer buyer causation cert civil liability clause Code Code's codification Commis Commission Commission's concept convertible securities corporation court defendant defined definition deleted directors disclosure distribution statement draft effect exchange exemption extent Federal fraud holding company indenture investment adviser investment company investors issuer jurisdiction limited offering Loss measure of damages ment misrepresentation NASD offering statement one-year registrant pany pari delicto person plaintiff prospectus proxy purchase purposes pursuant reasonable reference registration statement rescission respect rule or order rule-making rulemaking authority scienter Securities Act security holders sell seller sion solicitation source provisions specified in section statutes substantially Supp tender request tion trading transactions Trust Ind underwriter Uniform Securities Act United unlawful violation