Federal Securities Code: Tentative Draft, Թողարկում 1-3The Institute, 1972 |
From inside the book
Արդյունքներ 80–ի 1-ից 3-ը:
Էջ 66
... interest or par- ticipation ( including a separate account or other fund pro- viding for the sharing of income or gains and losses , as well as an interest or participation in such an account or fund ) in a contract , certificate , or ...
... interest or par- ticipation ( including a separate account or other fund pro- viding for the sharing of income or gains and losses , as well as an interest or participation in such an account or fund ) in a contract , certificate , or ...
Էջ 75
... interest ) less any return ( with interest ) that he received on the security ; or ( 2 ) , if the plaintiff is a seller , recovery of a security of the same class and series on tender , before entry of judgment , of the price that he ...
... interest ) less any return ( with interest ) that he received on the security ; or ( 2 ) , if the plaintiff is a seller , recovery of a security of the same class and series on tender , before entry of judgment , of the price that he ...
Էջ 180
... interest ) less any return ( with interest ) received on the securities , and ( C ) the offer complied with clause ( 2 ) ( C ) , unless he rejected the offer in writing within thirty days of its receipt . ( 4 ) The rate of interest for ...
... interest ) less any return ( with interest ) received on the securities , and ( C ) the offer complied with clause ( 2 ) ( C ) , unless he rejected the offer in writing within thirty days of its receipt . ( 4 ) The rate of interest for ...
Բովանդակություն
Reporters Introductory Memorandum | xiii |
270 | xix |
The American Law Institutes Federal Securities Code Project | xxix |
28 այլ բաժինները չեն ցուցադրվում
Common terms and phrases
1st sentence 2d Cir 2d sentence Act Rule action amendment American Law Institute apply bank blue sky laws broker or dealer broker-dealer buyer causation cert civil liability clause Code Code's codification Commis Commission Commission's concept convertible securities corporation court defendant defined definition deleted directors disclosure distribution statement draft effect exchange exemption extent Federal fraud holding company indenture investment adviser investment company investors issuer jurisdiction limited offering Loss measure of damages ment misrepresentation NASD offering statement one-year registrant pany pari delicto person plaintiff prospectus proxy purchase purposes pursuant reasonable reference registration statement rescission respect rule or order rule-making rulemaking authority scienter Securities Act security holders sell seller sion solicitation source provisions specified in section statutes substantially Supp tender request tion trading transactions Trust Ind underwriter Uniform Securities Act United unlawful violation