Federal Securities Code: Tentative Draft, Թողարկում 1-3The Institute, 1972 |
From inside the book
Արդյունքներ 77–ի 1-ից 3-ը:
Էջ 70
... language in Sec . Ex . Act § 12 ( g ) ( 2 ) ( F ) that talks in terms of transfer- ability to " a successor in interest or occupancy of pre- mises " -language that is not apt for a nonhousing cooperative . ( m ) [ Nonprofit companies ...
... language in Sec . Ex . Act § 12 ( g ) ( 2 ) ( F ) that talks in terms of transfer- ability to " a successor in interest or occupancy of pre- mises " -language that is not apt for a nonhousing cooperative . ( m ) [ Nonprofit companies ...
Էջ 6
... language of " causation in fact that Restatement of Torts §546 uses in stating the general rule on causation in deceit . As applied to the fact of causation alone , according to Prosser , no better test has been devised . Prosser ...
... language of " causation in fact that Restatement of Torts §546 uses in stating the general rule on causation in deceit . As applied to the fact of causation alone , according to Prosser , no better test has been devised . Prosser ...
Էջ 207
... language of the source provision must be changed in any event to conform to the Code generally ( principally the insurance and annuity lan- guage in $ 297 ( b ) and the definition of " separate ac- count " in $ 298 ) , the section has ...
... language of the source provision must be changed in any event to conform to the Code generally ( principally the insurance and annuity lan- guage in $ 297 ( b ) and the definition of " separate ac- count " in $ 298 ) , the section has ...
Բովանդակություն
Reporters Introductory Memorandum | xiii |
270 | xix |
The American Law Institutes Federal Securities Code Project | xxix |
28 այլ բաժինները չեն ցուցադրվում
Common terms and phrases
1st sentence 2d Cir 2d sentence Act Rule action amendment American Law Institute apply bank blue sky laws broker or dealer broker-dealer buyer causation cert civil liability clause Code Code's codification Commis Commission Commission's concept convertible securities corporation court defendant defined definition deleted directors disclosure distribution statement draft effect exchange exemption extent Federal fraud holding company indenture investment adviser investment company investors issuer jurisdiction limited offering Loss measure of damages ment misrepresentation NASD offering statement one-year registrant pany pari delicto person plaintiff prospectus proxy purchase purposes pursuant reasonable reference registration statement rescission respect rule or order rule-making rulemaking authority scienter Securities Act security holders sell seller sion solicitation source provisions specified in section statutes substantially Supp tender request tion trading transactions Trust Ind underwriter Uniform Securities Act United unlawful violation