Federal Securities Code: Tentative Draft, Թողարկում 1-3The Institute, 1972 |
From inside the book
Արդյունքներ 94–ի 1-ից 3-ը:
Էջ 44
... means a company registered un- der section 1105 . SOURCE : New . Sec . 288. [ Registrant . ] " Registrant " means an issuer that has an effective registration statement under section 401 or 402 , a registered investment company , or a ...
... means a company registered un- der section 1105 . SOURCE : New . Sec . 288. [ Registrant . ] " Registrant " means an issuer that has an effective registration statement under section 401 or 402 , a registered investment company , or a ...
Էջ 55
... means a company that is controlled by a person . SOURCE : Cf. Inv . Co. Act § 2 ( a ) ( 3 ) ( C ) . COMMENT : See the definition of " control . " Sec . 299.8 . [ Summary prospectus . ] " Summary pro- spectus " means a document that is ...
... means a company that is controlled by a person . SOURCE : Cf. Inv . Co. Act § 2 ( a ) ( 3 ) ( C ) . COMMENT : See the definition of " control . " Sec . 299.8 . [ Summary prospectus . ] " Summary pro- spectus " means a document that is ...
Էջ 3
... means *** [ to be supplied ] . COMMENT : This definition must await considera- tion of Part IX . Sec . 234B . [ Federal commerce . ] ( a ) [ General . ] “ Fed- eral commerce " means trade , commerce , transportation , or communication ...
... means *** [ to be supplied ] . COMMENT : This definition must await considera- tion of Part IX . Sec . 234B . [ Federal commerce . ] ( a ) [ General . ] “ Fed- eral commerce " means trade , commerce , transportation , or communication ...
Բովանդակություն
Reporters Introductory Memorandum | xiii |
270 | xix |
The American Law Institutes Federal Securities Code Project | xxix |
28 այլ բաժինները չեն ցուցադրվում
Common terms and phrases
1st sentence 2d Cir 2d sentence Act Rule action amendment American Law Institute apply bank blue sky laws broker or dealer broker-dealer buyer causation cert civil liability clause Code Code's codification Commis Commission Commission's concept convertible securities corporation court defendant defined definition deleted directors disclosure distribution statement draft effect exchange exemption extent Federal fraud holding company indenture investment adviser investment company investors issuer jurisdiction limited offering Loss measure of damages ment misrepresentation NASD offering statement one-year registrant pany pari delicto person plaintiff prospectus proxy purchase purposes pursuant reasonable reference registration statement rescission respect rule or order rule-making rulemaking authority scienter Securities Act security holders sell seller sion solicitation source provisions specified in section statutes substantially Supp tender request tion trading transactions Trust Ind underwriter Uniform Securities Act United unlawful violation