Federal Securities Code: Tentative Draft, Թողարկում 1-3The Institute, 1972 |
From inside the book
Արդյունքներ 62–ի 1-ից 3-ը:
Էջ 13
... misrepresentation " ( §259 ) , and the definition codifies the case law . See 3 Loss 1436-38 ; 6 id . 3537-43 . Sec . 251A . [ Knowledge . ] When reference is made to this section , a misrepresentation is known by a person to be a ...
... misrepresentation " ( §259 ) , and the definition codifies the case law . See 3 Loss 1436-38 ; 6 id . 3537-43 . Sec . 251A . [ Knowledge . ] When reference is made to this section , a misrepresentation is known by a person to be a ...
Էջ 37
... misrepresentation does not preclude a violation of section 1301 ( a ) , but a correction is not evidence that the uncorrected statement was a misrepresentation . See also section 259 ( b ) . SOURCE : New . COMMENT : Without the first ...
... misrepresentation does not preclude a violation of section 1301 ( a ) , but a correction is not evidence that the uncorrected statement was a misrepresentation . See also section 259 ( b ) . SOURCE : New . COMMENT : Without the first ...
Էջ 115
... misrepresentation known by the violator ( within the mean- ing of section 251A ) to be a misrepresentation , the violator is liable to a person who bought or sold a security of the registrant after the violation . ( b ) [ Defenses ...
... misrepresentation known by the violator ( within the mean- ing of section 251A ) to be a misrepresentation , the violator is liable to a person who bought or sold a security of the registrant after the violation . ( b ) [ Defenses ...
Բովանդակություն
Reporters Introductory Memorandum | xiii |
270 | xix |
The American Law Institutes Federal Securities Code Project | xxix |
28 այլ բաժինները չեն ցուցադրվում
Common terms and phrases
1st sentence 2d Cir 2d sentence Act Rule action amendment American Law Institute apply bank blue sky laws broker or dealer broker-dealer buyer causation cert civil liability clause Code Code's codification Commis Commission Commission's concept convertible securities corporation court defendant defined definition deleted directors disclosure distribution statement draft effect exchange exemption extent Federal fraud holding company indenture investment adviser investment company investors issuer jurisdiction limited offering Loss measure of damages ment misrepresentation NASD offering statement one-year registrant pany pari delicto person plaintiff prospectus proxy purchase purposes pursuant reasonable reference registration statement rescission respect rule or order rule-making rulemaking authority scienter Securities Act security holders sell seller sion solicitation source provisions specified in section statutes substantially Supp tender request tion trading transactions Trust Ind underwriter Uniform Securities Act United unlawful violation