Federal Securities Code: Tentative Draft, Թողարկում 1-3The Institute, 1972 |
From inside the book
Արդյունքներ 85–ի 1-ից 3-ը:
Էջ 39
... person who learns such a fact from a person specified in this subsection ( including a person specified in this clause ) with knowledge that the person from whom he learns the fact is such a person , unless the Commission or a court ...
... person who learns such a fact from a person specified in this subsection ( including a person specified in this clause ) with knowledge that the person from whom he learns the fact is such a person , unless the Commission or a court ...
Էջ 53
... person to describe a security to a second person ( without purporting to offer it ) for a consideration received or to be received directly or indirectly from the issuer , any other person interested in buying or selling the security ...
... person to describe a security to a second person ( without purporting to offer it ) for a consideration received or to be received directly or indirectly from the issuer , any other person interested in buying or selling the security ...
Էջ 169
... person for the loss incurred , the judgment in an action for contribu- tion may ( A ) order any such person to pay to any other such person as much as is determined to be just and equitable by way of contribution , ( B ) order that the ...
... person for the loss incurred , the judgment in an action for contribu- tion may ( A ) order any such person to pay to any other such person as much as is determined to be just and equitable by way of contribution , ( B ) order that the ...
Բովանդակություն
Reporters Introductory Memorandum | xiii |
270 | xix |
The American Law Institutes Federal Securities Code Project | xxix |
28 այլ բաժինները չեն ցուցադրվում
Common terms and phrases
1st sentence 2d Cir 2d sentence Act Rule action amendment American Law Institute apply bank blue sky laws broker or dealer broker-dealer buyer causation cert civil liability clause Code Code's codification Commis Commission Commission's concept convertible securities corporation court defendant defined definition deleted directors disclosure distribution statement draft effect exchange exemption extent Federal fraud holding company indenture investment adviser investment company investors issuer jurisdiction limited offering Loss measure of damages ment misrepresentation NASD offering statement one-year registrant pany pari delicto person plaintiff prospectus proxy purchase purposes pursuant reasonable reference registration statement rescission respect rule or order rule-making rulemaking authority scienter Securities Act security holders sell seller sion solicitation source provisions specified in section statutes substantially Supp tender request tion trading transactions Trust Ind underwriter Uniform Securities Act United unlawful violation