Federal Securities Code: Tentative Draft, Թողարկում 1-3The Institute, 1972 |
From inside the book
Արդյունքներ 63–ի 1-ից 3-ը:
Էջ 55
... proxy , or ( c ) the furnishing of a form of proxy or other communication to a security holder , otherwise than at his unsolicited request , under circum- stances reasonably calculated to result in the giving , with- holding , or ...
... proxy , or ( c ) the furnishing of a form of proxy or other communication to a security holder , otherwise than at his unsolicited request , under circum- stances reasonably calculated to result in the giving , with- holding , or ...
Էջ 127
... proxy " and " solicitation " in Part II . ( c ) [ Proxy statement . ] A solicitation or circularization shall be preceded or accompanied by a proxy statement that contains whatever information , financial statements , material contracts ...
... proxy " and " solicitation " in Part II . ( c ) [ Proxy statement . ] A solicitation or circularization shall be preceded or accompanied by a proxy statement that contains whatever information , financial statements , material contracts ...
Էջ 129
... proxy , or ( 2 ) a proxy that provides that it is considered to be dated as of a date after the date on which it is signed by the security holder . SOURCE : Sec . Ex . Act Rule 14a - 10 . ( g ) [ Undertaking to vote . ] The proxy ...
... proxy , or ( 2 ) a proxy that provides that it is considered to be dated as of a date after the date on which it is signed by the security holder . SOURCE : Sec . Ex . Act Rule 14a - 10 . ( g ) [ Undertaking to vote . ] The proxy ...
Բովանդակություն
Reporters Introductory Memorandum | xiii |
270 | xix |
The American Law Institutes Federal Securities Code Project | xxix |
28 այլ բաժինները չեն ցուցադրվում
Common terms and phrases
1st sentence 2d Cir 2d sentence Act Rule action amendment American Law Institute apply bank blue sky laws broker or dealer broker-dealer buyer causation cert civil liability clause Code Code's codification Commis Commission Commission's concept convertible securities corporation court defendant defined definition deleted directors disclosure distribution statement draft effect exchange exemption extent Federal fraud holding company indenture investment adviser investment company investors issuer jurisdiction limited offering Loss measure of damages ment misrepresentation NASD offering statement one-year registrant pany pari delicto person plaintiff prospectus proxy purchase purposes pursuant reasonable reference registration statement rescission respect rule or order rule-making rulemaking authority scienter Securities Act security holders sell seller sion solicitation source provisions specified in section statutes substantially Supp tender request tion trading transactions Trust Ind underwriter Uniform Securities Act United unlawful violation