Federal Securities Code: Tentative Draft, Թողարկում 1-3The Institute, 1972 |
From inside the book
Արդյունքներ 38–ի 1-ից 3-ը:
Էջ 56
... requests . ] A tender request is separate from any other tender request if ( 1 ) it is for a different class of securities , or ( 2 ) it is for additional secu- rities of the same class but is substantially distinct on the basis of such ...
... requests . ] A tender request is separate from any other tender request if ( 1 ) it is for a different class of securities , or ( 2 ) it is for additional secu- rities of the same class but is substantially distinct on the basis of such ...
Էջ 143
... requests and soliciting material . ] A tender request within section 605 ( a ) shall be filed as a part of the statement required by that section and shall contain such of the information contained in that statement as the Commission ...
... requests and soliciting material . ] A tender request within section 605 ( a ) shall be filed as a part of the statement required by that section and shall contain such of the information contained in that statement as the Commission ...
Էջ 144
... request within section 605 ( a ) , or ( 2 ) , in connection with a tender request within section 605 ( a ) or by the regis- trant , to tender or guarantee the tender of a security not owned by the person on whose behalf the tender is ...
... request within section 605 ( a ) , or ( 2 ) , in connection with a tender request within section 605 ( a ) or by the regis- trant , to tender or guarantee the tender of a security not owned by the person on whose behalf the tender is ...
Բովանդակություն
Reporters Introductory Memorandum | xiii |
270 | xix |
The American Law Institutes Federal Securities Code Project | xxix |
28 այլ բաժինները չեն ցուցադրվում
Common terms and phrases
1st sentence 2d Cir 2d sentence Act Rule action amendment American Law Institute apply bank blue sky laws broker or dealer broker-dealer buyer causation cert civil liability clause Code Code's codification Commis Commission Commission's concept convertible securities corporation court defendant defined definition deleted directors disclosure distribution statement draft effect exchange exemption extent Federal fraud holding company indenture investment adviser investment company investors issuer jurisdiction limited offering Loss measure of damages ment misrepresentation NASD offering statement one-year registrant pany pari delicto person plaintiff prospectus proxy purchase purposes pursuant reasonable reference registration statement rescission respect rule or order rule-making rulemaking authority scienter Securities Act security holders sell seller sion solicitation source provisions specified in section statutes substantially Supp tender request tion trading transactions Trust Ind underwriter Uniform Securities Act United unlawful violation