Federal Securities Code: Tentative Draft, Թողարկում 1-3The Institute, 1972 |
From inside the book
Արդյունքներ 80–ի 1-ից 3-ը:
Էջ xxix
... statutes , quite apart from Chapter X of the Bankruptcy Act , under which the SEC plays an advisory role and which would be outside the scope of any codification . As you know , Congress passed a sep- arate statute virtually every year ...
... statutes , quite apart from Chapter X of the Bankruptcy Act , under which the SEC plays an advisory role and which would be outside the scope of any codification . As you know , Congress passed a sep- arate statute virtually every year ...
Էջ xxxii
... statutes were essentially a code and should be discussed as if they were . Indeed , in the preface I said that I was treating the six statutes as a single piece of legislation , " which is ideally what they should be . " That was in ...
... statutes were essentially a code and should be discussed as if they were . Indeed , in the preface I said that I was treating the six statutes as a single piece of legislation , " which is ideally what they should be . " That was in ...
Էջ xxxvii
... statutes seem to be concerned primarily with the internal structure and workings of the corpora- tion , while we are leaving to the federal law the very important aspect of corporation law that is represented by the fiduciary duty of ...
... statutes seem to be concerned primarily with the internal structure and workings of the corpora- tion , while we are leaving to the federal law the very important aspect of corporation law that is represented by the fiduciary duty of ...
Բովանդակություն
Reporters Introductory Memorandum | xiii |
270 | xix |
The American Law Institutes Federal Securities Code Project | xxix |
28 այլ բաժինները չեն ցուցադրվում
Common terms and phrases
1st sentence 2d Cir 2d sentence Act Rule action amendment American Law Institute apply bank blue sky laws broker or dealer broker-dealer buyer causation cert civil liability clause Code Code's codification Commis Commission Commission's concept convertible securities corporation court defendant defined definition deleted directors disclosure distribution statement draft effect exchange exemption extent Federal fraud holding company indenture investment adviser investment company investors issuer jurisdiction limited offering Loss measure of damages ment misrepresentation NASD offering statement one-year registrant pany pari delicto person plaintiff prospectus proxy purchase purposes pursuant reasonable reference registration statement rescission respect rule or order rule-making rulemaking authority scienter Securities Act security holders sell seller sion solicitation source provisions specified in section statutes substantially Supp tender request tion trading transactions Trust Ind underwriter Uniform Securities Act United unlawful violation