Federal Securities Code: Tentative Draft, Թողարկում 1-3The Institute, 1972 |
From inside the book
Արդյունքներ 92–ի 1-ից 3-ը:
Էջ 23
... transactions ( on the assumption that he did not acquire his shares in a limited offering by the issuer within the past year or three years ) , and it is arguable that his buyers should have the same privilege . The difficulty , however ...
... transactions ( on the assumption that he did not acquire his shares in a limited offering by the issuer within the past year or three years ) , and it is arguable that his buyers should have the same privilege . The difficulty , however ...
Էջ 116
... transactions , " the Commis- sion's new exemptive power in § 302 will make possible a formalization of any guidelines that it may develop ( whether in terms of 10 % or otherwise ) to determine when the reoffering is not covered by the ...
... transactions , " the Commis- sion's new exemptive power in § 302 will make possible a formalization of any guidelines that it may develop ( whether in terms of 10 % or otherwise ) to determine when the reoffering is not covered by the ...
Էջ
... Transactions " 50 51 51 51 52 53 53 53 54 54 56 57 58 63 65 1310 67 ( a ) Bids 67 ( b ) Offers 67 1311 Prevention of ... Transactions Not Effected in the Markets ( b ) Transactions Effected in the Markets ( c ) Rescission ( d ) Measure ...
... Transactions " 50 51 51 51 52 53 53 53 54 54 56 57 58 63 65 1310 67 ( a ) Bids 67 ( b ) Offers 67 1311 Prevention of ... Transactions Not Effected in the Markets ( b ) Transactions Effected in the Markets ( c ) Rescission ( d ) Measure ...
Բովանդակություն
Reporters Introductory Memorandum | xiii |
270 | xix |
The American Law Institutes Federal Securities Code Project | xxix |
28 այլ բաժինները չեն ցուցադրվում
Common terms and phrases
1st sentence 2d Cir 2d sentence Act Rule action amendment American Law Institute apply bank blue sky laws broker or dealer broker-dealer buyer causation cert civil liability clause Code Code's codification Commis Commission Commission's concept convertible securities corporation court defendant defined definition deleted directors disclosure distribution statement draft effect exchange exemption extent Federal fraud holding company indenture investment adviser investment company investors issuer jurisdiction limited offering Loss measure of damages ment misrepresentation NASD offering statement one-year registrant pany pari delicto person plaintiff prospectus proxy purchase purposes pursuant reasonable reference registration statement rescission respect rule or order rule-making rulemaking authority scienter Securities Act security holders sell seller sion solicitation source provisions specified in section statutes substantially Supp tender request tion trading transactions Trust Ind underwriter Uniform Securities Act United unlawful violation