Federal Securities Code: Tentative Draft, Թողարկում 1-3The Institute, 1972 |
From inside the book
Արդյունքներ 71–ի 1-ից 3-ը:
Էջ 70
... violation of any provision or rule , or whose performance involves such a violation , is in sub- stance voidable . Those provisions have been held not merely to make the contract unenforceable but also to give the innocent party a right ...
... violation of any provision or rule , or whose performance involves such a violation , is in sub- stance voidable . Those provisions have been held not merely to make the contract unenforceable but also to give the innocent party a right ...
Էջ 118
... violation , except that ( 1 ) the measure of damages is reduced to the extent ( which may be complete ) that a defendant proves that the violation did not cause the price differential , and ( 2 ) , when there was no market imme- diately ...
... violation , except that ( 1 ) the measure of damages is reduced to the extent ( which may be complete ) that a defendant proves that the violation did not cause the price differential , and ( 2 ) , when there was no market imme- diately ...
Էջ 127
... violating , or is about to violate section 602 , 603 , or 1301 ( a ) ( 2 ) , a court may ( 1 ) enjoin a violation or further violation , ( 2 ) require compliance , ( 3 ) enjoin the use of proxies solicited or given in violation or the ...
... violating , or is about to violate section 602 , 603 , or 1301 ( a ) ( 2 ) , a court may ( 1 ) enjoin a violation or further violation , ( 2 ) require compliance , ( 3 ) enjoin the use of proxies solicited or given in violation or the ...
Բովանդակություն
Reporters Introductory Memorandum | xiii |
270 | xix |
The American Law Institutes Federal Securities Code Project | xxix |
28 այլ բաժինները չեն ցուցադրվում
Common terms and phrases
1st sentence 2d Cir 2d sentence Act Rule action amendment American Law Institute apply bank blue sky laws broker or dealer broker-dealer buyer causation cert civil liability clause Code Code's codification Commis Commission Commission's concept convertible securities corporation court defendant defined definition deleted directors disclosure distribution statement draft effect exchange exemption extent Federal fraud holding company indenture investment adviser investment company investors issuer jurisdiction limited offering Loss measure of damages ment misrepresentation NASD offering statement one-year registrant pany pari delicto person plaintiff prospectus proxy purchase purposes pursuant reasonable reference registration statement rescission respect rule or order rule-making rulemaking authority scienter Securities Act security holders sell seller sion solicitation source provisions specified in section statutes substantially Supp tender request tion trading transactions Trust Ind underwriter Uniform Securities Act United unlawful violation