 | United States. Securities and Exchange Commission - 436 էջ
...1934, as amended, which regulation provides : On and after May 1, 1936, no bank shall make any loan secured directly or indirectly by any stock for the...stock registered on a national securities exchange in an amount exceeding the maximum loan value of the collateral, as prescribed from time to time for... | |
 | 1943 - 1346 էջ
...Indebtedness "subject to §221.1" is indebtedness which is secured directly or indirectly by any stock, is for the purpose of purchasing or carrying any stock registered on a national securities exchange, and is not excepted by § 221.2. (n) In the case of any loan subject to § 221.1 to a broker or dealer... | |
 | 1974 - 786 էջ
...of a loan from being to purchase or carry registered stocks. [23 FR 8945. Nov. 18, 1958) § 221.110 Questions arising under Regulation U. (a) Regulation...consider the application of this language to the three folio whig questions: (1) Loan secured by stock. First, is a loan to purchase or carry registered stock... | |
 | 1985 - 974 էջ
...of a loan from being to purchase or carry registered stocks. [23 FR 8945, Nov. 18. 1958] §221.110 Questions arising under Regulation U. (a) Regulation...maximum loan value of such stock shall be a fixed percent • Federal Reserve System age "of its current market value, as determined by any reasonable... | |
 | 1968 - 1038 էջ
...of a loan from being to purchase or carry registered stocks. [23 FR 8945, Nov. 18, 1958l § 221.110 Questions arising under Regulation U. (a) Regulation...registered on a national securities exchange". with certaiii exceptions, and provides that the maximum loan value of such stock shall be a fixed percentage... | |
 | 1979 - 1240 էջ
...Board's view, since the language of the Regulation is explicitly inclusive, covering "any loan • * • secured directly or indirectly by any stock for the...stock registered on a national securities exchange." Moreover, the withdrawal in 1945 of the original section 2(e) of the Regulation, which exempted "any... | |
 | 1997 - 446 էջ
...this subchapter provides that "no bank shall arrange for the extension or maintenance of any credit for the purpose of purchasing or carrying any stock registered on a national securities exchange, except upon the same terms and conditions on §207.105 which the bank itself could extend or maintain... | |
 | 1967 - 798 էջ
...provided In subparagraph (2) of this paragraph (a) and In ' 221.3 (q) no bank shall extend any credit secured directly or Indirectly * by any stock * for the purpose of purchasing or carrying any margin stock' In an amount exceeding the maximum loan value of the collateral, as prescribed from time... | |
 | 1997 - 444 էջ
...this subchapter provides that "no bank shall arrange for the extension or maintenance of any credit for the purpose of purchasing or carrying any stock registered on a national securities exchange, except upon the same terms and conditions on §207.102 Federal Reserve System which the bank itself... | |
 | United States. Congress. Senate. Committee on Rules and Administration - 1952 - 892 էջ
...July 20, 1949, provides in part as follows : On and after May 1, 1936, no bank shall make any loan secured directly or indirectly by any stock for the...stock registered on a national securities exchange in an amount exceeding the maximum loan value of the collateral, as prescribed from time to time for... | |
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any loan" made by a bank "secured directly or Indirectly by any stock for the purpose of purchasing or carrying any stock registered on a national securities exchange... 
