 | United States. Securities and Exchange Commission - 436 էջ
...Exchange Act of 1934, as amended, which regulation provides : On and after May 1, 1936, no bank shall make any loan secured directly or indirectly by any stock...stock registered on a national securities exchange in an amount exceeding the maximum loan value of the collateral, as prescribed from time to time for... | |
 | 1943 - 1346 էջ
...Indebtedness "subject to §221.1" is indebtedness which is secured directly or indirectly by any stock, is for the purpose of purchasing or carrying any stock registered on a national securities exchange, and is not excepted by § 221.2. (n) In the case of any loan subject to § 221.1 to a broker or dealer... | |
 | 1995 - 818 էջ
...registered stock is subject to the Regulation, regardless of the reason for which the purchase is made. (ii) The answer is required, in the Board's view, since...Moreover, the withdrawal in 1945 of the original section 2iei of the Regulation, which exempted "any loan for the purpose of purchasing a stock from or through... | |
 | 1980 - 1458 էջ
...registered stock Is subject to the Regulation, regardless of the reason for which the purchase Is made. (Ii) The answer Is required, In the Board's view, since...exchange.” Moreover, the withdrawal in 1945 of the origins] section 2(e) of the Regulation, which exempted “any loan for the purpose of purchasing a... | |
 | 1979 - 1426 էջ
...registered stock is subject to the Regulation, regardless of the reason for which the purchase is made. (ii) The answer is required, in the Board's view, since...secured directly or indirectly by any stock for the pur: of purchasing or carrying any :k registered on a national securiexchange." Moreover, the withival... | |
 | 1971 - 592 էջ
...§ 221.110 Questions arising under Regulation U. (a) Regulation U governs "any loan" made by a bank "secured directly or indirectly by any stock for the...stock registered on a national securities exchange", with certain exceptions, and provides that the maximum loan value of such stock shall be a fixed percentage... | |
 | 1997 - 444 էջ
...this subchapter provides that "no bank shall arrange for the extension or maintenance of any credit for the purpose of purchasing or carrying any stock registered on a national securities exchange, except upon the same terms and conditions on §207.102 Federal Reserve System which the bank itself... | |
 | 1967 - 798 էջ
...provided In subparagraph (2) of this paragraph (a) and In ' 221.3 (q) no bank shall extend any credit secured directly or Indirectly * by any stock * for the purpose of purchasing or carrying any margin stock' In an amount exceeding the maximum loan value of the collateral, as prescribed from time... | |
 | 1997 - 446 էջ
...this subchapter provides that "no bank shall arrange for the extension or maintenance of any credit for the purpose of purchasing or carrying any stock registered on a national securities exchange, except upon the same terms and conditions on §207.105 which the bank itself could extend or maintain... | |
 | United States. Congress. Senate. Committee on Rules and Administration - 1952 - 892 էջ
...amended to July 20, 1949, provides in part as follows : On and after May 1, 1936, no bank shall make any loan secured directly or indirectly by any stock...stock registered on a national securities exchange in an amount exceeding the maximum loan value of the collateral, as prescribed from time to time for... | |
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May 1, 1936, no bank shall make any loan secured directly or indirectly by any stock for the purpose of purchasing or carrying any stock registered on a national securities exchange... 
