Decisions and ReportsU.S. Government Printing Office, 1956 |
Այլ խմբագրություններ - View all
Decisions and Reports, Հատոր 3 United States. Securities and Exchange Commission Ամբողջությամբ դիտվող - 1940 |
Decisions and Reports, Հատոր 9 United States. Securities and Exchange Commission Ամբողջությամբ դիտվող - 1943 |
Decisions and Reports, Հատոր 4 United States. Securities and Exchange Commission Ամբողջությամբ դիտվող - 1940 |
Common terms and phrases
acquisition additional adjustments allocation application appropriate approved basis Bond and Share broker-dealer capital stock capital surplus cash Central Louisiana claims Compromise Plan consolidated Corporation Crystal City cumulative voting dealer debentures debt December 31 Delaware Coach distribution dividends earned surplus effect Electric Company estimated Exchange Act Federal fees and expenses filed Findings and Opinion Foreign Power forma Franklin Simon Green Mountain Gulf hearing Holding Company Act investment issuance issued months ended NASD natural gas NEPSCO net asset value offer operating revenues outstanding par value payment Penn Fuel plant Portland Power Company preferred stock preferred stockholders principal amount pro forma proceedings properties proposed transactions public interest Public Utility Holding purchase pursuant to Section record registered holding company registration reorganization reserve respect Section 11 security holders shares of common South Bay stockholders tion Total United United's utility company Utility Holding Company voting Worcester County York
Սիրված հատվածներ
Էջ 193 - ... is permanently or temporarily enjoined by order, judgment, or decree of any court of competent jurisdiction from engaging in or continuing any conduct or practice in connection with the purchase or sale of any security ; or (D) has willfully violated any provision of the Securities Act of 1933, as amended, or of this title, or of any rule or regulation thereunder.
Էջ 253 - ... or any rule or regulation thereunder or any undertaking contained in a registration statement as provided in subsection (d) of Section 15 of this title, which statement was at the time and in the light of the circumstances under which it was made false or misleading with respect to any material fact...
Էջ 633 - The Commission may permit as reasonably incidental, or economically necessary or appropriate to the operations of one or more integrated public-utility systems the retention of an interest in any business (other than the business of a publicutility company as such) which the Commission shall find necessary or appropriate in the public interest or for the protection of investors or consumers and not detrimental to the proper functioning of such system or. systems.
Էջ 619 - ... Integrated public-utility system " means — (A) As applied to electric utility companies, a system consisting of one or more units of generating plants and/or transmission lines and/or distributing facilities, whose utility assets, whether owned by one or more electric utility companies, are physically interconnected or capable of physical interconnection and which under normal conditions may be economically operated as a single interconnected and coordinated system confined in its operations...
Էջ 258 - Is necessary or appropriate to effectuate the provisions of section 11 (b) of the Public Utility Holding Company Act of 1935 (49 Stat. 820...
Էջ 169 - ... necessary or appropriate in the public interest and consistent with the protection of investors and the purposes fairly intended by the policy and provisions of this title.
Էջ 152 - Commission finds (A) has violated any provision of this title or any rule or regulation thereunder, or has effected any transaction for any other person who, he had reason to believe, was violating with respect to such transaction any provision of this title or any rule or regulation thereunder...
Էջ 547 - ... deem necessary in the public interest or for the protection of investors, withdraw from registration by filing a written notice of withdrawal with the Commission. If the Commission finds that any registered...
Էջ 63 - ... controlling influence over the management or policies of any public-utility or holding company as to make it necessary or appropriate in the public interest or for the protection of investors or consumers that the applicant be subject to the obligations, duties, and liabilities imposed in this title upon holding companies.
Էջ 167 - Title 11 or of any rule or regulation thereunder, if and to the extent that such exemption is necessary or appropriate in the public interest and consistent with the protection of investors...