The Commodity Futures Trading Commission Act of 1974 .... |
Common terms and phrases
88 STAT act or practice action advisor or commodity agency amended 7 U.S.C. application appropriate notice approval arbitrage board of trade bylaws clearinghouse Commis Commission finds Commissioners Committee on Agriculture Commodity Exchange Act commodity for future Commodity Futures Trading commodity pool operator commodity trading advisor Conference substitute adopts contract market contracts of sale court Department of Agriculture determine effective date employee enactment executed floor brokers future delivery futures commission merchant futures contracts futures markets Futures Trading Commission House bill interstate commerce issued jurisdiction mission modity necessary notice and opportunity October 23 officer opportunity for hearing order thereunder paragraph penalty persons associated prescribe procedure prohibit public interest pursuant registered futures association reports rules and regulations Secretary of Agriculture section 8a Senate amendment Senate provision sion specified suspended terms and conditions thereof tion Trading Commission Act transactions United United States Code violation
Սիրված հատվածներ
Էջ 23 - If the petitioner shall finally prevail he shall be allowed a reasonable attorney's fee, to be taxed and collected as a part of the costs of the suit.
Էջ 20 - ... than in the city of Washington, shall be allowed and paid on the presentation of itemized vouchers therefor approved by the Commission.
Էջ 29 - ... (2) to obtain money or property by means of any untrue statement of a material fact or any omission to state a material fact necessary in order to make the statements made, in...
Էջ 24 - Investment adviser" means any person who, for compensation, engages in the business of advising others, either directly or through publications or writings, as to the value of securities or as to the advisability of investing in, purchasing, or selling securities, or who, for compensation and as part of a regular business, issues or promulgates analyses or reports concerning securities...
Էջ 19 - Sec. 2. Performance of functions of Secretary. The Secretary of the Interior may from time to time make such provisions as he shall deem appropriate authorizing the performance by any other officer, or by any agency or employee, of the Department of the Interior of any function of the Secretary, including any function transferred to the Secretary by the provisions of this reorganization plan.
Էջ 24 - Commission shall have exclusive jurisdiction with respect to accounts, agreements (including any transaction which is of the character of, or is commonly known to the trade as, an "option...
Էջ 21 - So much of the personnel, property, records, and unexpended balances of appropriations, allocations, and other funds employed, used, held, available, or to be made available in connection with the functions transferred to the...
Էջ 43 - Be it enacted by the Senate and House of Representatives of the United States of America in Congress assembled, That...
Էջ 62 - ... or insurance company, or from engaging in or continuing any conduct or practice in connection with any such activity or in connection with the purchase or sale of any security; or...
Էջ 20 - District, or possession, or department, agency or political subdivision thereof, or any person; and shall have the power to appoint, remove, and fix the compensation of such officers and employees, not in conflict with existing law, and make such expenditures for rent outside the District of Columbia...