Securities Regulation, Հատոր 5

1st line 1st Sess 2d Cir 2d line 4th line 88th Cong 8th Cir Act Rel action adopted aff'd American Stock Exchange antitrust application associated bank Board broker or dealer broker-dealer carryover CCH Fed cert Change citation citing the text Clause Commission Commission's Company Law Corp corporation court customers denied directors effect equity security Exchange Act exemption federal filed firm floor trading H. R. Doc Hearings before Subcom held holders infra issuer J. I. Case Co jurisdiction line from end loan ment mutual fund N. Y. Stock Ex NASD over-the-counter pendent jurisdiction percent person plaintiff proposed provisions proxy rules proxy statement purchase quotations registered Regulation Report of Special respect SEC's Securities Markets shares solicitation Special Study specialists statute stockholders Study of Securities sub nom Substitute Supp supra tion transactions violation voting York Stock Exchange